Mary Jo White and Andrew J. Ceresney, in their inaugural Federal and State Securities Enforcement column, write that several provisions passed into law under Sarbanes-Oxley were intended to advance ...
Gone are the days when security and compliance were concerns delegated solely to technical departments. Today's complex and interconnected world presents challenges, also landing on the shoulders of ...
NEW YORK, March 24 (Reuters) - The U.S. Securities and Exchange Commission will likely focus on more traditional cases under incoming leadership, including those involving individual wrongdoing and ...