The U.S. Securities and Exchange Commission under former Chair Gary Gensler took 52 enforcement actions between Oct. 1, 2024, ...
During last month’s Securities Enforcement Forum in Washington, DC, securities enforcement and white collar criminal defense attorneys highlighted ...
The Securities and Exchange Commission sued half a dozen investment advisers, a notable spike in enforcement activity coinciding with the end of the government shutdown, alleging misrepresentations in ...
The top U.S. financial regulator on Monday changed the grounds on which companies may seek permission to skip votes on ...
The split among federal circuit courts on when the Securities and Exchange Commission (SEC) can obtain disgorgement as a remedy in civil ...
The U.S. Securities and Exchange Commission said Antonia M. Apps, a deputy director in its enforcement division who oversees ...
The change “has the potential to end shareholder proposals as we know them,” a former SEC corporation finance division ...
Opinion: As three securities exchanges are poised to open in Dallas, white-collar attorneys should prepare to defend cases in ...
Securities and Exchange Commission dropped cases against three convicted felons, apparently capitulating to the Trump administration's whims instead of staying independent.
Cryptopolitan on MSN
SEC chair Paul Atkins says most crypto tokens aren’t securities under new standards
The US Securities and Exchange Commission (SEC) chairman, Paul Atkins, has cleared the air on what has been the industry’s ...
In the realm of the so-called Howey Test to define investment contracts under SEC jurisdiction, Atkins says there should be a ...
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