Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

Morgan Stanley. Investment firms have been impressed as well, and several reports that they recently issued expressed ...

The regulator found firm employees were using unapproved texting apps for business and failing to archive the communications.

The CEO also said he is ‘bullish’ on the potential for stock sales, including initial public offerings in 2025.

Morgan Stanley Wealth Management today announced results from its quarterly retail investor pulse survey: Majority of ...

Morgan Stanley’s traders beat analysts’ estimates in the fourth quarter, joining their other Wall Street rivals in reporting ...

JP Morgan analyst Kian Abouhossein maintained a Neutral rating and boosted the price target from $100 to $104 on Dec. 6, 2024 ...

Morgan Stanley's profit more than doubled in the fourth quarter, fueled by a wave of dealmaking and stock sales that drove ...

Shares of Robinhood Markets ( HOOD 5.48%) were gaining today after the company agreed to pay $45 million to settle claims ...

Morgan Stanley has again prevailed in a dispute over deferred compensation that former advisors say they're still owed after leaving for rivals firms. Seven brokers now at Wells Fargo, Ameriprise ...

Morgan Stanley (NYSE: MS) today announced its fourth quarter and ... and will be available on a Form 8-K filed with the Securities and Exchange Commission (SEC) on January 16, 2025, and available on ...

In the case of Morgan Stanley, the wirehouse wants its financial advisors to increase their banking relationships with clients and sell more loans, a practice known as cross-selling. For Merrill ...